更多关于合规性

太阳城娱乐官网合规结构

太阳城娱乐官网’s compliance officer works closely with senior leadership and management, all of whom are guided by the premise that they are responsible for:

• 识别、理解并遵守法规遵从性要求；
• 建立/维持有效的控制，提供合理的合规保证；
• 评估和监控遵从性，以及
• 当发现不符合情况时采取纠正措施。

合规官

The role of compliance officer is to coordinate and support 太阳城娱乐官网’s numerous existing compliance efforts, assess campus-wide performance, and provide senior leadership with a comprehensive view of the University’s compliance activities. 由于遵守活动在现有的报告结构中继续进行，该干事不承担各实质性遵守领域的职责。

合规委员会

The Committee’s general charge is to be responsive to the Board of Regents Audit, Risk and 合规委员会 and its responsibilities. The Committee’s specific charge is to promote and support at 太阳城娱乐官网, a culture in which employees will operate in compliance with all applicable laws, regulations, policies and established standards of ethical conduct. 委员会的细节、限制和成员。

关系到企业风险管理

合规官维护当前的合规矩阵，并与内部审计总监（也是合规委员会的成员）密切合作，后者每年协助进行年度风险评估。 风险评估是管理层的责任。 评估是通过主要校园领导/管理人员的参与来制定的。 最终的校园风险评估由校长批准并提交给董事会。